EL FORGE LIMITED

Registered Office: 84, Thiruneermalai Road, Chromepet, Chennai – 600 044

 

NOTICE OF EXTRAORDINARY GENERAL MEETING

NOTICE is hereby given that an Extraordinary General Meeting of the shareholders of  EL FORGE LIMITED will be held on Saturday, June 3, 2006 at 10.35 a.m. at Narada Gana Sabha Mini Hall, 254, T.T.K. Road, Chennai – 600 018  to transact the following business:

 

1.        To consider and, if thought fit, to pass with or without modification(s), the following resolution as a Special Resolution:

 

“RESOLVED THAT pursuant to the provisions of Section 94 and other applicable provisions, if any, of the Companies Act, 1956 (including any amendment thereto or re-enactment thereof), the Authorised Share Capital of the Company be and is hereby increased from Rs 11,00,00,000/- (Rupees Eleven Crores only) divided into 80,00,000 (Eighty Lakh) Equity Shares of Rs 10/- (Rupees Ten only) each and 3,00,000 (Three Lakh) Redeemable Preference Shares of Rs 100/- (Rupees One Hundred only) each to Rs 13,00,00,000/- (Rupees Thirteen Crores only) divided into 1,00,00,000 (One Crore) Equity Shares of Rs 10/- (Rupees Ten only) each and 3,00,000 (Three Lakh) Redeemable Preference Shares of Rs 100/- (Rupees One Hundred only) each

 

2.        To consider and, if thought fit, to pass with or without modification(s), the following resolution as a Special Resolution:

 

“RESOLVED THAT consequent to increase in the Authorised Share Capital of the Company, Clause 4 of the Memorandum of Association of the Company be and is hereby altered by substituting it with the following new clause 4:

 

4.     The Authorised Share Capital of the Company is Rs 13,00,00,000/- (Rupees Thirteen Crores only) divided into 1,00,00,000  (One Crore) Equity Shares of Rs 10/- (Rupees Ten only) each and 3,00,000 (Three Lakh) Redeemable Preference Shares of Rs 100/- (Rupees One Hundred only) each. The Company has power from time to time to increase or reduce its Capital and to divide the Shares in the Capital for the time being into other classes and to attach thereto respectively such preferential, deferred, qualified or other special rights, privileges, conditions or restrictions as may be determined by or in accordance with the Articles of Association of the Company to vary, modify or abrogate any such rights, privileges or conditions or restrictions in such manner as may for the time being be permitted by the Articles of Association of the Company or the legislative provisions for the time being in force in that behalf.”

 

3.        To consider and, if thought fit, to pass with or without modification(s), the following resolution as a Special Resolution:

 

“RESOLVED THAT pursuant to the provisions of Section 31 and other applicable provisions, if any, of the Companies Act, 1956, the existing Article 2A of the Articles of Association of the Company be substituted with the following Clause:

 

2A.  The Authorised Share Capital of the Company is Rs 13,00,00,000/- (Rupees Thirteen Crores only) divided into 1,00,00,000  (One Crore) Equity Shares of Rs 10/- (Rupees Ten only) each and 3,00,000 (Three Lakh) Redeemable Preference Shares of Rs 100/- (Rupees One Hundred only) each.”

 

4.        To consider and if thought fit, to pass with or without modification(s), the following resolution as a Special Resolution:

 

RESOLVED THAT pursuant to the provisions of Section 81(1A) and all other applicable provisions, if any, of the Companies Act, 1956 (including any statutory modifications, amendments thereto or re-enactment thereof) (hereinafter referred to as “the Act”), and subject to the enabling provisions of the Memorandum and Articles of Association of the Company, the Listing Agreement entered into by the Company with the Bombay Stock Exchange Limited where the shares of the Company are listed and in accordance with the rules, guidelines and regulations prescribed by Securities and Exchange Board of India (“SEBI”), Reserve Bank of India (“RBI”), Government of India (“GOI”) or any other relevant authority and clarifications thereon issued from time to time, if any, and subject to all such other approvals, permissions or sanctions as may be necessary and subject to such conditions and modifications as may be prescribed or imposed by any of them while granting such approvals, permissions or sanctions, which may be agreed to by the Board of Directors of the Company (hereinafter referred to as “the Board”, which expression shall be deemed to include any Committee constituted / to be constituted by the Board to exercise its powers, including the powers conferred by this Resolution), the consent of the Company be and is hereby accorded to the Board to offer, issue and allot, in one or more tranches, on a preferential basis, upto 8,00,000 Equity Shares of Rs 10/- each to ICG Q Limited, at a price of Rs 120/- per equity share (including a premium of Rs 110/- per equity share) and on such other terms and conditions that the Board may deem appropriate in its absolute discretion.

 

RESOLVED FURTHER THAT the Equity Shares shall be issued by the Company to ICG Q Limited on the following terms and conditions:

i)      The entire amount towards subscription of the Equity Shares shall be payable on application.

ii)     The Equity Shares to be allotted shall be subject to a lock-in period to be determined in accordance with the provisions of Chapter XIII on Preferential Issues issued under SEBI (Disclosure and Investor Protection) Guidelines, 2000 (hereinafter referred to as “SEBI Guidelines”).

iii)    The Equity Shares proposed to be issued in the manner aforesaid shall rank pari passu in all respects with the existing Equity Shares of the Company.

 

RESOLVED FURTHER THAT the Relevant Date for determination of the price of the Equity Shares in terms of the provisions of the SEBI Guidelines is May 4, 2006, being the 30th day prior to June 3, 2006 i.e. the 30th day prior to the date on which the meeting of the general body of shareholders is held, in terms of Section 81(1A) of the Act, to consider the proposed issue.

 

RESOLVED FURTHER THAT for the purpose of giving effect to this Resolution, the Board be and is hereby authorized on behalf of the Company to take such steps and to do all such acts, deeds, matters and things as the Board may, in its absolute discretion, consider necessary, expedient, usual, proper or incidental to this resolution and to settle any question, remove any difficulty or doubt that may arise from time to time in relation to the offer, issue and allotment of the Equity Shares and the utilization of the issue proceeds of the Equity Shares, to prescribe the forms of application and to take such actions or give such directions as they may consider as being necessary or desirable and to obtain any approvals, permissions, sanctions which may be necessary or desirable, as they may deem fit.

 

RESOLVED FURTHER THAT the Board be and is hereby authorized to make on its own accord or to accept such amendments, modifications, variations and alterations as the GOI/SEBI/RBI or any other regulatory authority may stipulate in that behalf.”

 

5.        To consider and if thought fit, to pass with or without modification(s), the following resolution as a Special Resolution:

 

RESOLVED THAT pursuant to the provisions of Section 81(1A) and all other applicable provisions, if any, of the Act and subject to the enabling provisions of the Memorandum and Articles of Association of the Company, the Listing Agreement entered into by the Company with the Bombay Stock Exchange Limited where the shares of the Company are listed and in accordance with the rules, guidelines and regulations prescribed by SEBI, RBI, GOI or any other relevant authority and clarifications thereon issued from time to time, if any, and subject to all such other approvals, permissions or sanctions as may be necessary and subject to such conditions and modifications as may be prescribed or imposed by any of them while granting such approvals, permissions or sanctions, which may be agreed to by the Board, the consent of the Company be and is hereby accorded to the Board to offer, issue and allot, in one or more tranches, on a preferential basis, upto 4,15,000 Equity Shares of Rs 10/- each to Chendur Forgings Limited, an entity belonging to the promoter group, at a price of Rs 120/- per equity share (including a premium of Rs 110/- per equity share) and on such other terms and conditions that the Board may deem appropriate in its absolute discretion.

 

RESOLVED FURTHER THAT the Equity Shares shall be issued by the Company to Chendur Forgings Limited on the following terms and conditions:

i)      The entire amount towards subscription of the Equity Shares shall be payable on application.

ii)     The Equity Shares to be allotted shall be subject to a lock-in period to be determined in accordance with the provisions of Chapter XIII on Preferential Issues issued under SEBI Guidelines.

iii)    The Equity Shares proposed to be issued in the manner aforesaid shall rank pari passu in all respects with the existing Equity Shares of the Company.

 

RESOLVED FURTHER THAT the Relevant Date for determination of the price of the Equity Shares in terms of the provisions of the SEBI Guidelines is May 4, 2006, being the 30th day prior to June 3, 2006 i.e. the 30th day prior to the date on which the meeting of the general body of shareholders is held, in terms of Section 81(1A) of the Act, to consider the proposed issue.

 

RESOLVED FURTHER THAT for the purpose of giving effect to this Resolution, the Board be and is hereby authorized on behalf of the Company to take such steps and to do all such acts, deeds, matters and things as the Board may, in its absolute discretion, consider necessary, expedient, usual, proper or incidental to this resolution and to settle any question, remove any difficulty or doubt that may arise from time to time in relation to the offer, issue and allotment of the Equity Shares and the utilization of the issue proceeds of the Equity Shares, to prescribe the forms of application and to take such actions or give such directions as they may consider as being necessary or desirable and to obtain any approvals, permissions, sanctions which may be necessary or desirable, as they may deem fit.

 

RESOLVED FURTHER THAT the Board be and is hereby authorized to make on its own accord or to accept such amendments, modifications, variations and alterations as the GOI/SEBI/RBI or any other regulatory authority may stipulate in that behalf.”

 

6.        To consider and, if thought fit, to pass with or without modification(s), the following resolution as a SPECIAL RESOLUTION:

 

RESOLVED THAT pursuant to the provisions of Section 81(1A) and all other applicable provisions, if any, of the Act and subject to the enabling provisions of the Memorandum & Articles of Association of the Company, the Listing Agreement entered into by the Company with the Bombay Stock Exchange Limited where the shares of the Company are listed and in accordance with the applicable guidelines issued by SEBI, RBI, GOI, or any other relevant authority and clarifications thereon issued from time to time, if any, and subject to all such statutory, regulatory and government approvals, permissions or sanctions as may be necessary and subject to such conditions and modifications as may be prescribed or imposed by any of them while granting such approvals, permissions or sanctions, and which may be agreed to by the Board, the consent of the Company be and is hereby accorded to the Board to offer, issue and allot, in one or more tranches, on a preferential basis, upto 3,00,000 Equity Share Warrants (hereinafter referred to as “Warrants”), carrying an entitlement to subscribe to an equivalent number of Equity Shares of Rs 10/- each at a price of Rs 132/- per equity share (including a premium of Rs 122/- per equity share) to Chendur Forgings Limited, an entity belonging to the promoter group, and on such other terms and conditions, as the Board may deem appropriate in its absolute discretion.

 

RESOLVED FURTHER THAT the Warrants shall be issued by the Company to Chendur Forgings Limited on the following terms and conditions:

i)      An amount equivalent to 10% of the exercise price of the Equity Shares arising out of the Warrants shall be payable at the time of making the application for the Warrants, which will be kept by the Company as a deposit to be adjusted and appropriated against the price of the Equity Shares payable by the Warrantholder at the time of exercising the option;

ii)     The entitlement under the Warrants shall be exercised, in one or more tranches, on or before the expiry of 18 months from the date of allotment of Warrants;

iii)    In the event the Warrantholder does not exercise the option under the Warrants within the time limit prescribed under point no. ii) above, the Warrants shall lapse and the deposit of 10% as indicated in point i) above shall stand forfeited by the Company;

iv)   The Warrants proposed to be allotted shall be subject to a lock-in to be determined in accordance with the provisions of the SEBI Guidelines. The lock-in on the Equity Shares resulting from the exercise of the option under the Warrants shall be reduced to the extent the Warrants have already been locked-in;

v)    The Equity Shares to be issued and allotted as a consequence of exercise of the option under the Warrants in the manner aforesaid shall rank pari passu in all respects with the existing Equity Shares of the Company.

 

RESOLVED FURTHER THAT the Relevant Date for the purpose of pricing of the Equity Shares resulting from the exercise of the option under the Warrants, in terms of the provisions of the SEBI Guidelines, is May 4, 2006, being the 30th day prior to June 3, 2006 i.e. the 30th day prior to the date on which the meeting of the general body of shareholders is held, in terms of Section 81(1A) of the Act, to consider the proposed issue.

 

RESOLVED FURTHER THAT for the purpose of giving effect to this resolution, the Board be and is hereby authorized to do and / or ratify all such acts, deeds, matters and things, as it may in its absolute discretion deem necessary, proper or desirable as may be required in connection with the creation, offer, issue and allotment of the securities, to settle any question, remove any difficulty or doubt that may arise in this regard, to seek listing of the Equity Shares arising out of the exercise of Warrants and to do all such other acts, deeds, matters and things and to finalize and execute all such deeds, documents and writings as may be necessary, desirable or expedient as the Board may deem fit.

 

RESOLVED FURTHER THAT the Board be and is hereby authorized to make on its own accord or to accept such amendments, modifications, variations and alterations as the GOI/SEBI/RBI or any other regulatory authority may stipulate in that behalf.”

 

7.        To consider and if thought fit, to pass with or without modification(s), the following resolution as a Special Resolution:

 

RESOLVED THAT pursuant to the provisions of Section 81(1A) and all other applicable provisions, if any, of the Act and subject to the enabling provisions of the Memorandum and Articles of Association of the Company, the Listing Agreement entered into by the Company with the Bombay Stock Exchange Limited where the shares of the Company are listed and in accordance with the rules, guidelines and regulations prescribed by SEBI, RBI, GOI or any other relevant authority and clarifications thereon issued from time to time, if any, and subject to all such other approvals, permissions or sanctions as may be necessary and subject to such conditions and modifications as may be prescribed or imposed by any of them while granting such approvals, permissions or sanctions, which may be agreed to by the Board, the consent of the Company be and is hereby accorded to the Board to offer, issue and allot, on a preferential basis, upto 50,329 Equity Shares of Rs 10/- each to the following persons (hereinafter referred to as “the shareholders of SFL”), towards part consideration for acquistion of 37,000 Equity Shares of Shakespeare Forgings Limited, Birmingham, UK (“SFL”) by the Company, as per the terms and conditions contained in the Agreement dated July 6, 2005, entered into between the Company and the shareholders of SFL.

       

Sr. No.

Name of the proposed allottees

No. of Equity Shares proposed to be allotted

1.

Mr James Mundell

17,615

2.

Dr Stephen Potts

22,648

3.

Mr Robert G. Unitt

10,066

 

RESOLVED FURTHER THAT the Equity Shares shall be issued by the Company to the above persons on the following terms and conditions:

i)      The Equity Shares to be allotted shall be subject to a lock-in period to be determined in accordance with the provisions of Chapter XIII on Preferential Issues issued under SEBI Guidelines.

ii)     The Equity Shares proposed to be issued in the manner aforesaid shall rank pari passu in all respects with the existing Equity Shares of the Company.

 

RESOLVED FURTHER THAT the Relevant Date for determination of the price of the Equity Shares in terms of the provisions of the SEBI Guidelines is May 4, 2006, being the 30th day prior to June 3, 2006 i.e., the 30th day prior to the date on which the meeting of the general body of shareholders is held, in terms of Section 81(1A) of the Act, to consider the proposed issue.

 

RESOLVED FURTHER THAT for the purpose of giving effect to this Resolution, the Board be and is hereby authorized on behalf of the Company to take such steps and to do all such acts, deeds, matters and things as the Board may, in its absolute discretion, consider necessary, expedient, usual, proper or incidental to this resolution and to settle any question, remove any difficulty or doubt that may arise from time to time in relation to the offer, issue and allotment of the Equity Shares and to take such actions or give such directions as they may consider as being necessary or desirable and to obtain any approvals, permissions, sanctions which may be necessary or desirable, as they may deem fit.

 

RESOLVED FURTHER THAT the Board be and is hereby authorized to make on its own accord or to accept such amendments, modifications, variations and alterations as the GOI/SEBI/RBI or any other regulatory authority may stipulate in that behalf.”

Registered Office:

By Order of the Board

84, Thiruneermalai Road,

Chromepet,

Chennai - 600 044

For EL FORGE LIMITED

 

                                                              Sd/-

R.SOWMITHRI

Date: May 5, 2006

ED(FINANCE) & SECRTARY

NOTES:

1.        The relative Explanatory Statement pursuant to Section 173 (2) of the Companies Act, 1956 in respect of the business set out under Item Nos. 1 to 6 of the Notice set out above, is annexed hereto.

2.        A MEMBER ENTITLED TO ATTEND AND VOTE AT THE MEETING IS ENTITLED TO APPOINT ONE OR MORE PROXY TO ATTEND AND VOTE ON A POLL ONLY INSTEAD OF HIMSELF AND SUCH PROXY NEED NOT BE A MEMBER. A PROXY, IN ORDER TO BE EFFECTIVE, MUST BE DEPOSITED AT THE REGISTERED OFFICE OF THE COMPANY NOT LESS THAN 48 HOURS BEFORE THE COMMENCEMENT OF THE MEETING.

 

EXPLANATORY STATEMENT UNDER SECTION 173(2) OF THE COMPANIES ACT, 1956

 

Item Nos 1, 2 and 3:

 

The existing Authorised Share Capital of the Company is Rs 11,00,00,000/- (Rupees Eleven Crores only) divided into 80,00,000 (Eighty Lakh) Equity Shares of Rs 10/- (Rupees Ten only) each and 3,00,000 (Three Lakh) Redeemable Preference Shares of Rs 100/- (Rupees One Hundred only) each. In order to enable the Company to issue and allot further shares, the consent of the shareholders is being sought under these resolutions to increase the Authorised Share Capital of the Company to Rs 13,00,00,000/- (Rupees Thirteen Crores only) divided into 1,00,00,000 (One Crore) Equity Shares of Rs 10/- (Rupees Ten only) each and 3,00,000 (Three Lakh) Redeemable Preference Shares of Rs 100/- (Rupees One Hundred only) each and to make corresponding amendments in the Memorandum & Articles of Association of the Company.

 

None of the directors of the Company are in any way concerned or interested in the proposed resolutions. Your Directors recommend the resolutions for your approval

 

Item Nos 4, 5 and 6:

 

Your company is a well reputed Chennai based manufacturer and supplier of forgings. The domestic and international auto industry is currently on a high growth trajectory which has led to higher demand for auto components. Indian auto component suppliers are gearing up to tap the available opportunities thorugh organic and inorganic growth. With the strong growth witnessed by the industry and given the Company’s established and well reputed profile, the Company should do well in capitalizing on the booming market for auto components.The funds raised through the proposed preferential issue of Equity Shares / Warrants shall be used for expansion, modernization and rationalization of the business.

 

Section 81 of the Act provides inter alia, that when it is proposed to increase the issued capital of a Company by allotment of further shares, etc., such further shares shall be offered to the existing shareholders of the Company in the manner laid down in Section 81 unless the shareholders in a general meeting decide otherwise by passing a special resolution. Hence, consent of the shareholders by way of a special resolution is being sought pursuant to the provisions of Section 81(1A) and all other applicable provisions of the Act and in terms of the provisions of the SEBI Guidelines and the listing agreement executed by the Company with the Bombay Stock Exchange Limited where the Company’s shares are listed.

 

As the date of the Extraordinary General Meeting of the shareholders is June 3, 2006, the Relevant Date (for determining the minimum price) is May 4, 2006. The price of the Equity Shares / Equity Shares arising on exercise of the Warrants as computed in accordance with the SEBI guidelines is Rs 110.51 per share. The Equity Shares to be allotted (including equity shares arising on exercise of Warrants) shall be subject to the Memorandum and Articles of Association of the Company and the terms of issue as decided by the Board and shall rank pari-passu in all respects with the existing Equity Shares of the Company.

 

Item No 7:

 

The Company vide its agreement dated July 6, 2005, with the shareholders of Shakespeare Forging Limited, Birmingham, UK (“SFL”), has acquired a majority stake in SFL.This is a significant step in the growth of the Company and its access to overseas markets which would accrue significant benefits in the future.

 

In terms of the said Agreement, the Company has acquired the shares of SFL from the existing shareholders and in consideration of the same, proposes to allot its own shares to the said shareholders as given below:


 

Sl.No.

Name of the Proposed Allottees

No.of Equity shares proposed to be allotted

1.

Mr.James Mundell

17,615

2.

Dr.Stephen Potts

22,648

3.

Mr.Robert G.Unitt

10,066